Lending

Compliance Analyst | FinTech | Bay Space – Blockchain Information, Opinions, TV & Jobs | Zoom Fintech

Intelletec
Our client is developing the following technology from manufacturers of cost-priced products, starting with radically clear co-branded bank cards. They were based by ex-Stanford CS / Knowledge Science, ex-Lyft, ex-Visa, ex-Goldman and are supported by leading VCs. The compliance group strives to monitor, manage and mitigate the hazards they encounter in the administration of the product. This is not only about compliance with the fight against money laundering (AML), the fight against the financing of terrorism (CTF) and sanctions, but also the respect of the legal guidelines of honest lending and their terms. application. Tasks:
Review the results of KYC / AML screening, as well as research public information and write up due diligence studies as desired
Conduct Buyer Due Diligence Investigations (CDD) for new and current bank card account holders, as well as major distributors, model companions and various desired entities. Help develop coaching for new hires and workers in areas comparable to AMLA / OFAC, Made in Lending Act, Equal Credit Score Alternative Act and Pink Flags. Evaluate ad hoc escalations from strategic partners in addition to internal groups and decide on next steps

Necessities:
3- Four years of expertise in compliance operations, each ideally in conventional institutional and FinTech monetary environments
Data on authorized and regulatory requirements applicable to monetary institutions, in addition to the analytical capabilities required to understand new or evolving regulations Data on AML legal guidelines and rules, as well as a basic and broad understanding of AML dangers , monetary and reputational (PEP, Sanctions, anti-corruption) Familiarity with the execution capacities of compliance operations, in particular due diligence investigations and management of audit paths. a plus Effective oral, written and interpersonal communication skills Ability to handle confidential data with professionalism and discretion Intelletec
Our client is developing the following technology from manufacturers of cost-priced products, starting with radically clear co-branded bank cards. They were based by ex-Stanford CS / Knowledge Science, ex-Lyft, ex-Visa, ex-Goldman and are backed by top-notch VCs.

The compliance group strives to monitor, manage and mitigate the hazards they face in administering the product. This is not only about compliance with the fight against money laundering (AML), the fight against the financing of terrorism (CTF) and sanctions, but also the respect of the legal guidelines of honest lending and their terms. application.

Tasks:

  • Review the results of KYC / AML screening, as well as research public information and write up due diligence studies as desired
    • Conduct Buyer Due Diligence Investigations (CDD) for new and current bank card account holders, as well as major distributors, model companions and individual entities as required
    • Help develop mentoring for new hires and workers in areas comparable to the LBA / OFAC, the Fact in Lending Act, the Alternative Equal Credit Score Act and the Pink Flags.
    • Evaluate ad hoc escalations from strategic partners in addition to internal groups and decide on next steps

Necessities:

  • 3- Four years of expertise in compliance operations, each ideally in conventional institutional and FinTech monetary environments
    • Data of authorized and regulatory requirements applicable to monetary institutions, in addition to the mandatory analysis capacities to understand new or evolving regulations
    • Data of AML guidelines and legal rules, as well as a basic and broad understanding of the dangers of AML, monetary and reputational (PEP, Sanctions, Anti-Bribery & Corruption)
    • Familiarity with executing compliance operations capabilities, particularly due diligence investigations and audit path management Strong thinking skills and investigative intuition
    • Familiarity with thresholds and reporting requirements
    • Robust time management capabilities
    • Expertise in fund compliance and / or expertise in AML investigations an asset
    • Effective oral, written and interpersonal communication skills
    • Ability to handle confidential data with professionalism and discretion

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